Rules & Regulations

(a) Application. This section applies to all financial interests of a Commission member or employee of the Commission, including financial interests held by the member ...

(a)(1) A registered swap data repository may withdraw its registration by giving notice in writing to the Commission requesting that its registration as a swap ...

(a) For purposes of this section only: (1) Commission member or employee means any Commission member or any person employed by or who occupies an ...

(a) In the event of a corporate transaction, such as a re-organization, merger, acquisition, bankruptcy or other similar corporate event, that creates a new entity, ...

(a) Personal and substantial participation or nonpublic knowledge of a particular matter. No person who has been a member or employee of the Commission shall ...

(a) Request for Commission approval of rules. An applicant for registration as a swap data repository may request that the Commission approve under Section 5c(c) ...

(a) Counselor for the Commission. The General Counsel, or his or her designee, will serve as Counselor for the Commission and as the Commission's representative ...

(a) A registered swap data repository shall establish, maintain, and enforce policies and procedures for the reporting of swap data to the registered swap data ...

(a) A registered swap data repository shall establish policies and procedures to ensure the accuracy of swap data and other regulatory information required to be ...

(a) A registered swap data repository shall maintain its books and records in accordance with the requirements of part 45 of this chapter regarding the ...