Rules & Regulations

For purposes of section 3(a)(67) of the Act, 15 U.S.C. 78c(a)(67), and the rules thereunder, the terms major security-based swap category, category of security-based swaps ...

(a) General. For purposes of section 3(a)(67) of the Act, 15 U.S.C. 78c(a)(67), and §240.3a67-1, the term substantial position means security-based swap positions that equal ...

For purposes of section 3(a)(67) of the Act, 15 U.S.C. 78c(a)(67), and §240.3a67-1, a security-based swap position shall be deemed to be held for the ...

(a) General. For purposes of section 3(a)(67) of the Act, 15 U.S.C. 78c(a)(67), and §240.3a67-1, the term substantial counterparty exposure that could have serious adverse ...

(a) General. For purposes of section 3(a)(67) of the Act, 15 U.S.C. 78c(a)(67), and §240.3a67-1, the term financial entity means: (1) A swap dealer; (2) ...

(a) General. For purposes of section 3(a)(67) of the Act, 15 U.S.C. 78c(a)(67), and §240.3a67-1, the term highly leveraged means the existence of a ratio ...

(a) Timing requirements. A person that is not registered as a major security-based swap participant, but that meets the criteria in §240.3a67-1 to be a ...

A person shall not be deemed to be a major security-based swap participant, regardless of whether the criteria in §240.3a67-1 otherwise would cause the person ...

(a) Definitions. As used in this section, the following terms shall have the meanings indicated: (1) Conduit affiliate has the meaning set forth in §240.3a71-3(a)(1). ...

(a) Notwithstanding §240.3a68-3(a), and solely for purposes of determining whether a credit default swap is a security-based swap under section 3(a)(68)(A)(ii)(III) of the Act (15 ...