Rules & Regulations

(a) The Commission hereby delegates to the Director of the Division of Clearing and Risk or such other employee or employees as the Director may ...

(a) It shall be unlawful for any person to knowingly or recklessly evade or participate in or facilitate an evasion of the requirements of section ...

(a) Authority. This part is issued by the Commission under section 13 of the Bank Holding Company Act of 1956, as amended (12 U.S.C. 1851). ...

Unless otherwise specified, for purposes of this part: (a) Affiliate has the same meaning as in section 2(k) of the Bank Holding Company Act of ...

(a) Prohibition. Except as otherwise provided in this subpart, a banking entity may not engage in proprietary trading. Proprietary trading means engaging as principal for ...

(a) Underwriting activities—(1) Permitted underwriting activities. The prohibition contained in §75.3(a) does not apply to a banking entity's underwriting activities conducted in accordance with paragraph ...

(a) Permitted risk-mitigating hedging activities. The prohibition contained in §75.3(a) does not apply to the risk-mitigating hedging activities of a banking entity in connection with ...

(a) Permitted trading in domestic government obligations. The prohibition contained in §75.3(a) does not apply to the purchase or sale by a banking entity of ...

(a) No transaction, class of transactions, or activity may be deemed permissible under §§75.4 through 75.6 if the transaction, class of transactions, or activity would: ...

(a) Prohibition. (1) Except as otherwise provided in this subpart, a banking entity may not, as principal, directly or indirectly, acquire or retain any ownership ...