Rules & Regulations

Depositary shares (as that term is defined in §240.12b-2) registered on Form F-6 (§239.36 of this chapter), but not the underlying deposited securities, shall be ...

The provisions of section 12(a) of the Act (15 U.S.C. 78l(a)) do not apply in respect of any standardized option, as defined by section 240.9b-1(a)(4), ...

The provisions of Section 12(a) of the Act (15 U.S.C. 78l(a)) do not apply to any security-based swap that: (a) Is issued or will be ...

(a) The provisions of Section 12(a) of the Act (15 U.S.C. 78l(a)) do not apply to any security-based swap offered and sold in reliance on ...

The rules contained in this regulation shall govern all registration statements pursuant to sections 12(b) and 12(g) of the Act and all reports filed pursuant ...

Unless the context otherwise requires, the following terms, when used in the rules contained in this regulation or in Regulation 13A or 15D or in ...

Wherever the title of securities is required to be stated there shall be given such information as will indicate the type and general character of ...

The Commission or its staff may, where it is deemed appropriate, request supplemental information concerning the registrant, a registration statement or a periodic or other ...

In determining whether a person is an “affiliate” or “parent” of a bank or whether a bank is a “subsidiary” or “majority-owner subsidiary” of a ...

A class of securities with respect to which a registration statement has been filed pursuant to section 12 of the act shall be deemed to ...