Rules & Regulations

Every statement or report shall be on the form prescribed therefor by the Commission, as in effect on the date of filing. Any statement or ...

(a) Except as provided in a particular form, three complete copies of each statement or report, including exhibits and all other papers and documents filed ...

(a) Statements and reports shall be filed on good quality, unglazed white paper, no larger than 81⁄2 × 11 inches in size, insofar as practicable. ...

Preparation of statement or report.The statement or report shall contain the numbers and captions of all items of the appropriate form, but the text of ...

Riders shall not be used. If the statement or report is typed on a printed form, and the space provided for the answer to any ...

All amendments must be filed under cover of the form amended, marked with the letter “A” to designate the document as an amendment, e.g., “10-K/A,” ...

In addition to the information expressly required to be included in a statement or report, there shall be added such further material information, if any, ...

Information required need be given only insofar as it is known or reasonably available to the registrant. If any required information is unknown and not ...

If the existence of control is open to reasonable doubt in any instance, the registrant may disclaim the existence of control and any admission thereof; ...

(a) Except for information filed as an exhibit which is covered by Rule 12b-32 (17 CFR 240.12b-32), information may be incorporated by reference in answer, ...