Rules & Regulations

(a) Any document or part thereof filed with the Commission pursuant to any act administered by the Commission may, subject to §228.10(f) and §229.10(d) of ...

Notwithstanding any rule or other requirement to the contrary, whenever copies of an annual report by a registrant to any other Federal agency are required ...

Where copies of certified financial statements filed under other acts administered by the Commission are filed with a statement or report, the accountant's certificate shall ...

With regard to issuers eligible to rely on Release No. 34-45589 (March 18, 2002) or Release No. IC-25463 (March 18, 2002) (each of which may ...

(a) An application filed pursuant to section 12 (b) and (c) of the act for registration of a security on a national securities exchange shall ...

(a) A request for acceleration of the effective date of registration pursuant to section 12(d) of the act and §240.12d1-1 shall be made in writing ...

(a) Certification that a security has been approved by an exchange for listing and registration pursuant to section 12(d) of the act and §240.12d1-1 shall ...

The date of receipt by the Commission of the certification approving a security for listing and registration shall be the date on which the certification ...

If an amendment to the application for registration of a security is filed with the exchange and with the Commission after the receipt by the ...

An exchange may, by notice to the Commission, withdraw its certification prior to the time that the registration to which it relates first becomes effective ...