Rules & Regulations

The date of receipt by the Commission of the certification approving a security for listing and registration shall be the date on which the certification ...

If an amendment to the application for registration of a security is filed with the exchange and with the Commission after the receipt by the ...

An exchange may, by notice to the Commission, withdraw its certification prior to the time that the registration to which it relates first becomes effective ...

Preliminary Notes: 1. The filing of the Form 25 (Sec. 249.25 of this chapter) by an issuer relates solely to the withdrawal of a class ...

(a) An application to reinstate unlisted trading privileges may be made to the Commission by any national securities exchange for the extension of unlisted trading ...

(a) General provision. A national securities exchange may extend unlisted trading privileges to a subject security when at least one transaction in the subject security ...

(a) The issuer of any security for which unlisted trading privileges on any exchange have been continued or extended, or any broker or dealer who ...

(a) Any security for which unlisted trading privileges on any national securities exchange have been continued or extended pursuant to section 12(f) of the Act ...

A national securities exchange shall not extend unlisted trading privileges to any security unless the national securities exchange has in effect a rule or rules ...

An issuer is not required to register a class of equity securities pursuant to section 12(g)(1) of the Act (15 U.S.C. 78l(g)(1)) if on the ...