Rules & Regulations

Preliminary Notes: 1. The filing of the Form 25 (Sec. 249.25 of this chapter) by an issuer relates solely to the withdrawal of a class ...

(a) An application to reinstate unlisted trading privileges may be made to the Commission by any national securities exchange for the extension of unlisted trading ...

(a) General provision. A national securities exchange may extend unlisted trading privileges to a subject security when at least one transaction in the subject security ...

(a) The issuer of any security for which unlisted trading privileges on any exchange have been continued or extended, or any broker or dealer who ...

(a) Any security for which unlisted trading privileges on any national securities exchange have been continued or extended pursuant to section 12(f) of the Act ...

A national securities exchange shall not extend unlisted trading privileges to any security unless the national securities exchange has in effect a rule or rules ...

An issuer is not required to register a class of equity securities pursuant to section 12(g)(1) of the Act (15 U.S.C. 78l(g)(1)) if on the ...

Any class of securities that would have been required to be registered pursuant to section 12(g)(1) of the Act (15 U.S.C. 78l(g)(1)) except for the ...

(a) Where in connection with a succession by merger, consolidation, exchange of securities, acquisition of assets or otherwise, securities of an issuer that are not ...

(a) Securities of any class issued by any foreign private issuer shall be exempt from section 12(g) (15 U.S.C. 78l(g)) of the Act if the ...