Rules & Regulations

(a) Organizing and offering a covered fund in general. Notwithstanding §75.10(a), a banking entity is not prohibited from acquiring or retaining an ownership interest in, ...

(a) Authority and limitations on permitted investments in covered funds. (1) Notwithstanding the prohibition contained in §75.10(a), a banking entity may acquire and retain an ...

(a) Permitted risk-mitigating hedging activities. (1) The prohibition contained in §75.10(a) does not apply with respect to an ownership interest in a covered fund acquired ...

(a) Relationships with a covered fund. (1) Except as provided for in paragraph (a)(2) of this section, no banking entity that serves, directly or indirectly, ...

(a) No transaction, class of transactions, or activity may be deemed permissible under §§75.11 through 75.13 if the transaction, class of transactions, or activity would: ...

(a) The prohibition contained in §__.10(a)(1) does not apply to the ownership by a banking entity of an interest in, or sponsorship of, any issuer ...

(a) Program requirement. Each banking entity shall develop and provide for the continued administration of a compliance program reasonably designed to ensure and monitor compliance ...

(a) Any banking entity that engages in an activity or makes an investment in violation of section 13 of the BHC Act or this part, ...

A period of seven business days is required during which contracts for future delivery in the current delivery month of wheat, corn, oats, barley, rye, ...

(a) General. The headquarters office of the Commission is located at Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581. (b) [Reserved] Regulatory History ...