Rules & Regulations

(a) Definitions. Unless indicated otherwise or the context otherwise requires, all terms used in this section and in Schedule 13E-3 [§240.13e-100] shall have the same ...

(a) Definitions. Unless the context otherwise requires, all terms used in this section and in Schedule TO (§240.14d-100) shall have the same meaning as in ...

Securities and Exchange Commission, Washington, D.C. 20549 Rule 13e-3 Transaction Statement under Section 13(e) of the Securities Exchange Act of 1934 (Amendment No. _)   ...

Securities and Exchange Commission Washington, DC 20549 Schedule 13E-4F Issuer Tender Offer Statement Pursuant to Section 13(e)(1) of the Securities Exchange Act of 1934 [Amendment ...

This is the rule that requires certain managers to report their larger holdings

(a) Definitions. For purposes of this section: (1) The term large trader means any person that: (i) Directly or indirectly, including through other persons controlled ...

(a) For the purpose of this section: (1) Foreign bank means an institution: (i) The home jurisdiction of which is other than the United States; ...

Every registrant that files reports with the Commission under Sections 13(a) (15 U.S.C. 78m(a)) or 15(d) (15 U.S.C. 78o(d)) of the Exchange Act, having conflict ...

(a) Resource extraction issuers. Every issuer that is required to file an annual report with the Commission pursuant to Section 13 or 15(d) of the ...

Definitions. Unless the context otherwise requires, all terms used in this regulation have the same meanings as in the Act or elsewhere in the general ...