Rules & Regulations

Every registrant that files reports with the Commission under Sections 13(a) (15 U.S.C. 78m(a)) or 15(d) (15 U.S.C. 78o(d)) of the Exchange Act, having conflict ...

(a) Resource extraction issuers. Every issuer that is required to file an annual report with the Commission pursuant to Section 13 or 15(d) of the ...

Definitions. Unless the context otherwise requires, all terms used in this regulation have the same meanings as in the Act or elsewhere in the general ...

Solicitations to which §240.14a-3 to §240.14a-15 apply.Sections 240.14a-3 to 240.14a-15, except as specified, apply to every solicitation of a proxy with respect to securities registered ...

(a) No solicitation subject to this regulation shall be made unless each person solicited is concurrently furnished or has previously been furnished with: (1) A ...

(a) The form of proxy (1) shall indicate in bold-face type whether or not the proxy is solicited on behalf of the registrant's board of ...

(a) The information included in the proxy statement shall be clearly presented and the statements made shall be divided into groups according to subject matter ...

(a) Preliminary proxy statement. Five preliminary copies of the proxy statement and form of proxy shall be filed with the Commission at least 10 calendar ...

(a) If the registrant has made or intends to make a proxy solicitation in connection with a security holder meeting or action by consent or ...

This section addresses when a company must include a shareholder's proposal in its proxy statement and identify the proposal in its form of proxy when ...