Rules & Regulations

(a) Initial statements of beneficial ownership of equity securities required by section 16(a) of the Act shall be filed on Form 3. Statements of changes ...

(a) For purposes of section 16 of the Act, both derivative securities and the underlying securities to which they relate shall be deemed to be ...

Transactions by an odd-lot dealer (a) in odd-lots as reasonably necessary to carry on odd-lot transactions, or (b) in round lots to offset odd-lot transactions ...

(a) Any acquisition of an equity security or the right to acquire such securities, other than an acquisition from the issuer (including an employee benefit ...

(a) Persons subject to section 16—(1) Trusts. A trust shall be subject to section 16 of the Act with respect to securities of the issuer ...

(a) Any purchase and sale, or sale and purchase, of a security that is made in connection with the distribution of a substantial block of ...

The following shall be exempt from section 16 of the Act: (a) The increase or decrease in the number of securities held as a result ...

Except as provided in §240.16a-6, any transaction exempted from the requirements of section 16(a) of the Act, insofar as it is otherwise subject to the ...

Any acquisition of securities resulting from the reinvestment of dividends or interest on securities of the same issuer shall be exempt from section 16 of ...

The acquisition or disposition of equity securities pursuant to a domestic relations order, as defined in the Internal Revenue Code or Title I of the ...