Rules & Regulations

(a) Definitions. As used in this section: (1) The term advance notice means a notice required to be made by a designated clearing agency pursuant ...

1. The following section provides for a temporary exemption from the rule filing requirement for self-regulatory organizations that file proposed rule changes concerning the operation ...

A self-regulatory organization also must refer to Form 19b-7 (17 CFR 249.822) for further requirements with respect to the filing of proposed rule changes. (a) ...

The rules of each national securities exchange shall provide as follows: No rule, stated policy, or practice of this exchange shall prohibit or condition, or ...

The rules of each national securities exchange shall provide as follows: (a) No rule, stated policy or practice of this exchange shall prohibit or condition, ...

(a) The rules of each exchange shall provide as follows: No rule, stated policy, practice, or interpretation of this exchange shall permit the listing, or ...

(a) The rules of each national securities exchange that provides a trading market in standardized put or call options shall provide as follows: (1) On ...

If any self-regulatory organization imposes any final disciplinary sanction as to which a notice is required to be filed with the Commission pursuant to Section ...

(a) Definitions—(1) Board means the Public Company Accounting Oversight Board. (2) Public accounting firm shall have the meaning set forth in 15 U.S.C. 7201(a)(11). (3) ...

(a) In enforcing compliance, within the meaning of section 19(g) of the Act, with the Act and the rules and regulations thereunder by its members ...