Rules & Regulations

Sections 230.400 to 230.494 shall govern every registration of securities under the Act, except that any provision in a form, or an item of Regulation ...

With regard to issuers eligible to rely on Release No. 34-45589 (March 18, 2002) (which may be viewed on the Commission's website at www.sec.gov), the ...

(a) Registration statements, applications and reports shall be filed on good quality, unglazed, white paper no larger than 81⁄2 × 11 inches in size, insofar ...

(a) A form of prospectus filed as part of a registration statement for primary offerings of asset-backed securities pursuant to §230.415(a)(1)(vii) or §230.415(a)(1)(xii) may omit ...

(a) A summary prospectus prepared and filed (except a summary prospectus filed by an open-end management investment company registered under the Investment Company Act of ...

Notwithstanding the provisions of any form for the registration of securities under the Act, any prospectus relating to securities to be offered in connection with ...

(a) This section applies only to registrants that:(1) Are not a “blank check company” as defined in §230.419(a)(2); and (2) Are filing a registration statement ...

Disclose the following in registration statements prepared on a form available solely to investment companies registered under the Investment Company Act of 1940 or in ...

(a) The copy of the opinion or opinions of counsel required by paragraph (14) of Schedule B shall be filed either as a part of ...

Users of Regulation D (§§230.500 et seq.) should note the following: (a) Regulation D relates to transactions exempted from the registration requirements of section 5 ...