Home Rules & Regulations

Rules & Regulations

(a) Definitions. For purposes of this section – (1) Asset class means those security-based swaps in a particular broad category, including, but not limited to, ...
Every security-based swap data repository, with respect to those systems that support or are integrally related to the performance of its activities, shall establish, maintain, and ...
(a) Every security-based swap data repository shall make and keep current the following books and records relating to its business: (1) A record for each ...
(a) Definitions. For purposes of this section – (1) Affiliate of a security-based swap data repository means a person that, directly or indirectly, controls, is ...
Every security-based swap data repository shall promptly report to the Commission, in a form and manner acceptable to the Commission, such information as the Commission ...
(a) Definition. For purposes of this section, market participant means any person participating in the over-the-counter derivatives market, including, but not limited to, security-based swap ...
(a) In general. Each security-based swap data repository shall identify on Form SDR (17 CFR 249.1500) a person who has been designated by the board ...
(a) Definitions. For purposes of this section— (1) Non-U.S. person means a person that is not a U.S. person. (2) U.S. person shall have the ...
This rule allows entities to request confidentiality treatment of their data
(a) The term business day means any day other than a Saturday, Sunday, or legal holiday. (b) The term clearing agency means a clearing agency ...
rcw
rcw

Copyright PEI Media

Not for publication, email or dissemination