Rules & Regulations

(a) Definitions. For purposes of this section: Final disciplinary action means any decision by or settlement with a contract market or swap execution facility in ...

(a) Definitions. For purposes of this section: (1) Disciplinary committee means any person or committee of persons, or any subcommittee thereof, that is authorized by ...

(a) Immediately upon instituting any proceeding in any Federal district court for violation of the Act or any rule, regulation or order thereunder against any ...

(a) Definitions. For purposes of this section, the following terms shall be defined as provided. (1) Affiliate. This term means, with respect to any person, ...

No futures commission merchant providing clearing services to customers shall enter into an arrangement that: (a) Discloses to the futures commission merchant or any swap ...

(a) Each futures commission merchant that is a clearing member of a derivatives clearing organization shall: (1) Establish risk-based limits in the proprietary account and ...

(a) Each futures commission merchant that is a clearing member of a derivatives clearing organization shall coordinate with each derivatives clearing organization on which it ...

Pursuant to section 2(a)(10) of the Commodity Exchange Act, as amended, 7 U.S.C. 4(i), the Commodity Futures Trading Commission has adopted an official seal (the ...

(a) The following officials of the Commodity Futures Trading Commission are authorized to affix the Seal to appropriate documents and other materials of the Commission ...

(a) Fraudulently or wrongfully affixing or impressing the Seal to or upon any certificate, instrument, document or paper or with knowledge of its fraudulent character, ...