Rules & Regulations

(a) Notwithstanding any other provision of these regulations and pursuant to the terms and conditions of this subpart: (1) The National Futures Association may grant ...

(a) A temporary license issued pursuant to §3.40 shall terminate: (1) Five days after service upon the applicant of a notice by the Commission or ...

(a) A temporary license shall not be deemed to be a registration or to confer any right to such registration. (b) Unless a temporary license ...

(a) Notwithstanding any other provisions of these regulations, and pursuant to the terms and conditions of this subpart, the National Futures Association may grant a ...

(a) Subject to the provisions of §3.46 of this subpart and all of the obligations imposed on such registrants under the Act (in particular, section ...

(a) A temporary license issued pursuant to §3.44 shall terminate: (1) Five days after service upon the applicant of a notice by the National Futures ...

(a) A temporary license shall not be deemed to be a registration or to confer any right to such registration. (b) Unless a temporary license ...

(a) For purposes of this subpart, service upon an applicant or registrant will be sufficient if mailed by registered mail or certified mail return receipt ...

(a) Notice. Whenever information comes to the attention of the Commission that an applicant for initial registration in any capacity under the Act may be ...

(a) Notice. On the basis of information obtained by the Commission, the Commission may at any time serve notice upon a registrant in any capacity ...