Rules & Regulations

(a) Each document distributed pursuant to this part 4 must be: (1) Clear and legible; (2) Paginated; and (3) Fastened in a secure manner. (b) ...

(a) Subject to compliance with the provisions of this section, the following persons, and any principal or employee thereof, shall be excluded from the definition ...

(a) Subject to compliance with the provisions of this section, the following persons, and any principal or employee thereof, shall be excluded from the definition ...

(a) Notwithstanding paragraph (d) of §4.26 and subject to the conditions specified herein, the registered commodity pool operator of a pool offered or sold solely ...

For purposes of this part: (a) [Reserved] (b) Net asset value means total assets minus total liabilities, determined in accord with generally accepted accounting principles, ...

The provisions of section 4n(3)(B) of the Act shall not apply to any commodity pool operator or commodity trading advisor that is registered under the ...

(a) In general. (1) The Commission may exempt any person or any class or classes of persons from any provision of this part 4 if ...

This section is organized as follows: Paragraph (a) of this section specifies the criteria that must be met to qualify for exemption from registration under ...

This section is organized as follows: Paragraph (a) of this section specifies the criteria that must be met to qualify for exemption from registration under ...

The provisions of section 40 of the Act shall apply to any person even though such person is exempt from registration under this part 4, ...