Rules & Regulations

(a) Each futures commission merchant offering or engaging in retail forex transactions or who files an application for registration as a futures commission merchant that ...

(a)(1)(i) Each futures commission merchant offering or engaging in retail forex transactions and each retail foreign exchange dealer must maintain adjusted net capital equal to ...

(a) Each retail foreign exchange dealer and futures commission merchant offering or engaging in retail forex transactions shall calculate its total retail forex obligation and ...

(a) Each futures commission merchant engaging, or offering to engage, in retail forex transactions and each retail foreign exchange dealer must collect from each retail ...

(a) Requirement to maintain and preserve information. (1) Each retail foreign exchange dealer registered with the Commission pursuant to section 2(c)(2)(B)(i)(II)(ff) of the Act shall ...

(a) Reporting requirements with respect to information required to be maintained by §5.10 of this part. (1) Each retail foreign exchange dealer registered with the ...

(a)(1) Each person who files an application for registration as a retail foreign exchange dealer with the National Futures Association shall submit, concurrently with the ...

(a) Monthly statements. Each retail foreign exchange dealer or futures commission merchant must promptly furnish in writing to each retail forex customer, as of the ...

(a) No person shall be registered as a retail foreign exchange dealer under the Act unless, commencing on the date his application for such registration ...

It shall be unlawful for any person registered pursuant to the requirements of this part to represent or imply in any manner whatsoever that such ...