Rules & Regulations

(a) No person shall be registered as a retail foreign exchange dealer under the Act unless, commencing on the date his application for such registration ...

It shall be unlawful for any person registered pursuant to the requirements of this part to represent or imply in any manner whatsoever that such ...

(a) No retail foreign exchange dealer, futures commission merchant or introducing broker may in any way represent that it will, with respect to any retail ...

No retail foreign exchange dealer, futures commission merchant, introducing broker or any of their associated persons may directly or indirectly effect a retail forex transaction ...

(a) For purposes of this section: (1) The term retail forex counterparty includes, as appropriate: (i) A retail foreign exchange dealer as defined in §5.1 ...

(a) Every retail foreign exchange dealer or futures commission merchant and each CPO, CTA or IB subject to this part 5 shall submit to the ...

(a) Preparation and transmission of information upon special call. All information required upon special call shall be prepared in such form and manner and in ...

Each Commission registrant subject to this part 5, except an associated person who has no supervisory duties, must diligently supervise the handling by its partners, ...

(a) Each person registered as a retail foreign exchange dealer must become and remain a member of at least one futures association that is registered ...

(a) Notice and disclosure to retail forex customers of a bulk transfer. (1) A retail foreign exchange dealer, futures commission merchant or introducing broker must ...