Rules & Regulations

Insofar as it is consistent with the requirements of this part, all other provisions of this chapter that apply to a person shall apply to ...

Except as otherwise specified in this part and unless the context otherwise requires, the provisions of Sections 4b, 4c(b), 4f, 4g, 4k, 4m, 4n, 4o, ...

(a) Reporting requirements with respect to information required to be maintained by §5.10 of this part. (1) Each retail foreign exchange dealer registered with the ...

This part sets forth registered entity rules altered or supplemented by the Commission pursuant to section 8a(7) of the Act.

(a) Matters included. This part governs the review by the Commission, pursuant to section 8c of the Act, as amended, of any suspension, expulsion, disciplinary ...

For purposes of this part: (a) Access denial action means any proceeding other than a disciplinary action by an exchange that denies or limits the ...

Except as otherwise provided in this part, the following provisions of the Commission's rules relating to reparations contained in part 12 of this chapter apply ...

(a) Filing with the Proceedings Clerk; proof of filing; proof of service. Any document that is required by this part to be filed with the ...

(a) In general. An application for a form of relief not otherwise specifically provided for in this part must be made by a written motion, ...

In the event that any party fails to file any document or make any appearance which is required under this part, the Commission may, in ...