Rules & Regulations

On its own motion or upon motion of any person asserting a direct and substantial interest in the outcome of a proceeding conducted under this ...

Within twenty days after receipt of the answering brief, the Division of Market Oversight and/or the Division of Swap Dealer and Intermediary Oversight and Division ...

On review, the Commission may, in its discretion, consider sua sponte any issues arising from the record before it and may base its determination thereon, ...

(a) Request for additional information. Where a person disciplined or denied access has not appealed the exchange decision to the Commission, upon review of the ...

(a) On motion of Commission. On its own motion, the Commission may, in its discretion, hear oral argument by the parties any time before the ...

(a) Opinion and order. Upon review, the Commission may affirm, modify, set aside, or remand for further proceedings, in whole or in part, the decision ...

These rules of practice are generally applicable to adjudicatory proceedings before the Commodity Futures Trading Commission under the Commodity Exchange Act. These include proceedings for: ...

For purposes of this part: (a) Act means the Commodity Exchange Act, as amended, 7 U.S.C. 1, et seq.; (b) Adjudicatory proceeding means a judicial-type ...

(a) These rules may, from time to time, be suspended, amended or revoked in whole or in part. Notice of such action will be published ...

The Office of Proceedings is located at Three Lafayette Centre, 1155 21st Street NW., Washington, DC 20581. Faxes must be sent to (202) 418-5532, and ...