Rules & Regulations

(a) Appropriateness of restitution as a remedy. In any proceeding in which an order requiring restitution may be entered, the Administrative Law Judge shall, as ...

Except as provided by §10.114, after such time as any order requiring restitution becomes effective (i.e., becomes final and is not stayed), the Division of ...

Based on the recommendations submitted pursuant to §10.111, the Commission or the Administrative Law Judge, as applicable, shall establish in writing a procedure for identifying ...

Any order of an Administrative Law Judge directing or authorizing the distribution of funds paid as restitution to individual customers shall be considered a final ...

The procedures provided for by §§10.111 through 10.113 may be initiated prior to the issuance of the initial decision of the Administrative Law Judge and ...

The rules of this part apply to investigatory proceedings conducted by the Commission or its staff pursuant to sections 6(c) and 8 and 12(f) of ...

(a) The Director of the Division of Enforcement and members of the Commission staff acting pursuant to his authority and under his direction may conduct ...

All information and documents obtained during the course of an investigation, whether or not obtained pursuant to subpoena, and all investigative proceedings shall be treated ...

(a) Issuance of subpoenas. The Commission or any member of the Commission or of its staff who, by order of the Commission, has been authorized ...

Transcripts of testimony taken in the course of an investigative proceeding shall be recorded solely by an official reporter or other person or by other ...