Rules & Regulations

(a) Applicable margin rules. Except to the extent inconsistent with this Regulation (Subpart E, §§41.42 through 41.49): (1) A security futures intermediary that carries a ...

(a) Applicability. Each security futures intermediary shall determine the required margin for the security futures and related positions held on behalf of a customer in ...

(a) Failure to satisfy margin call. If any margin call required by this Regulation (Subpart E, §§41.42 through 41.49) is not met in full, the ...

(a) By the customer. Except as otherwise provided in §41.46(e)(1)(ii) of this subpart, cash, securities, or other assets deposited as margin for positions in an ...

(a) Notification requirement for notice-designated contract markets. Any self-regulatory authority that is registered with the Commission as a designated contract market under section 5f of ...

Every futures commission merchant and introducing broker shall comply with the applicable provisions of the Bank Secrecy Act and the regulations promulgated by the Department ...

(a) Purpose. This part implements rules relating to the reporting and public dissemination of certain swap transaction and pricing data to enhance transparency and price ...

(a) In general. The time delay for the real-time public reporting of a block trade or large notional off-facility swap begins upon execution, as defined ...

As used in this part: Act means the Commodity Exchange Act, as amended, 7 U.S.C. 1 et seq. Affirmation means the process by which parties ...

(a) Responsibilities of parties to a swap to report swap transaction and pricing data in real-time—(1) In general. A reporting party shall report any publicly ...