SEC

'There have been a lot of very significant enforcement actions suggesting a strong focus on private funds,' Morgan Lewis partner Christine Ayako Schleppegrell says

A spate of SEC enforcement actions against private fund managers closed out fiscal 2024

'We know how private lending works and the risks associated with it,' Commissioner tells SIFMA conference

'That's really your opportunity as a firm to be able to come out and frame the risks to your business,' Iron Road Partners' Emilie Abate ...

Peirce and Uyeda dissent, criticize fellow commissioners for not going back to public comment drawing board

'It’s not the end of the administrative state, it’s not the end of the SEC,' Patterson Belknap's Greg Baker warns

The team will include 100 members from other federal, state and local law enforcement agencies.

Advocates say Commission should scrap, or give wide private fund carve-outs, in cybersecurity, outsourcing and predictive data analytics proposals

A decades-old appellate case, seemingly buried by the Great Recession, has come back to haunt the SEC’s quest for private fund reforms. In 2006, a ...

Case puts a ceiling on regulators' private fund ambitions, but managers may still see the compliance floor rise