SEC Operations

"These disclosure requirements, while enabling fund shareholders to monitor fund voting, also make asset managers sitting ducks for pressure campaigns from social and political activists and ...

"The Commission should reallocate funds from American taxpayers to foreign investors only when there is clear authorization or instruction from Congress to do so, something ...

This newly released SEC regulatory agenda reflects the priorities of former Chairman Gary Gensler and may not mirror coming SEC rulemaking under the new Trump ...

These amendments correct errors that are technical in nature, including typographical errors and erroneous cross-references in various Commission rules and forms

"We promoted market integrity, transparency, resiliency, competition, and investor confidence"

"Chair Gensler has been committed to bipartisan engagement and a respectful exchange of ideas, which has helped facilitate our service to the American public.  For ...

"Well, the great privilege is here at the SEC, there's 4,800 people strong that are doing that. They're helping the community, our great nation, 330 ...

Insights into what type of chairman Paul Atkins could turn out to be may be sampled through his own words

"Our great institution has helped support this country’s economic success these last 90 years"

If you’ve ever had to castigate an employee for failing to report security purchases proscribed by your code of ethics, know even the SEC runs ...