SEC Operations

"Changing the accredited investor definition to prevent more Americans from investing in private markets, as some suggest, could devastate these networks"

"Moreover, it assumes that net worth and annual income are the appropriate metrics for assessing an individual’s ability to invest in private offerings"

This final rule governs investments by SEC staff, to avoid conflicts of interest

"investor interest in ESG has also led to significant growth in investment advisers offering ESG-branded investment products. This can also lead to situations where a ...

The Commission’s new regulatory agenda lists several upcoming new IA and B-D rules—all of which the agenda states are due to be finalized in April

"The challenges to financial stability that AI may pose in the future will require new thinking on system-wide or macro-prudential policy interventions. Regulators and market ...

This is the SEC's semiannual regulatory agenda as published in February 2024.

"Today’s adoption enhances the Commissions’ and FSOC’s understanding of the private fund industry as well the potential systemic risk posed by the industry and its ...

"Even a partial list of the additional data we will now collect with these revisions is dizzying . As one commenter put it, 'the Commissions appear ...

"The increasing granularity of the Form PF obligations raises important questions about what measures are being taken to protect the investors in the private funds ...