SEC Operations

Today's "Commission action is cabined to ETPs holding one non-security commodity, bitcoin. It should in no way signal the Commission’s willingness to approve listing standards ...

"Today marks the end of an unnecessary, but consequential, saga"

An "analysis of 157 crypto exchanges found that 51% of the reported daily bitcoin trading volume was likely bogus"

The "flawed reasoning in the Approval Order could reverberate for years to come"

This review is focused on changes in the composition of the accredited investor pool since the definition was adopted; the extent to which accredited investors ...

The "Petition raises issues presented by new technologies and other innovations, and addressing these important issues is a core part of being a responsible regulator ...

"AI may heighten financial fragility, as it could promote herding among individual actors making similar decisions as they get the same signal from a base ...

"The final rules also will allow for customer margin collected by broker-dealers to be onward posted to the clearinghouse. Allowing such rehypothecation helps both protect ...

"The Committee will discuss a draft recommendation concerning the Commission’s recent digital engagement practices proposal for investment advisers and broker-dealers.  This proposal’s breadth, which the ...

"I would note that under those current rules and interpretation, brokers and advisers cannot address these conflicts of interest through disclosure alone"