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One of the first things FINRA CEO Mary Schapiro would do if confirmed as the next chairman at the SEC is to “take the handcuffs ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 200Release No. 34-53937RIN 3235-AJ56File No. S7-10-06Amendments to Plan of Organization and Operation Effective During Emergency ConditionsAGENCY:Securities and Exchange Commission.ACTION:Final ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 200[Release No. 34-53755DESCRIPTION OF DUTIES OF THE GENERAL COUNSELAGENCY:Securities and Exchange Commission.ACTION:Final rule.SUMMARY:The Securities and Exchange Commission (Commission) is ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 202Release No. 34-53638RIN 3235-AJ55Policy Statement Concerning Subpoenas to Members of the News MediaAGENCY:Securities and Exchange Commission.ACTION:Policy Statement.SUMMARY:The Securities and ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 200 and 201[Release No. 34-52846; File No. S7-05-05]Adoption of Amendments to the Rules of Practice and Related Provisions and ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 200[Release No. 34-52602]ADOPTION OF AMENDMENT TO DELEGATION OF AUTHORITY TO SECRETARY OF THE COMMISSIONAGENCY:Securities and Exchange Commission.ACTION:Final rule.SUMMARY:The Securities ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 232[Release Nos. 33-8633; 34-52708; 35-28053; 39-2440; IC-27139]RIN 3235-AG96Adoption of Updated EDGAR Filer ManualAGENCY:Securities and Exchange Commission.ACTION:Final rule.SUMMARY:The Securities and ...
SECURITIES AND EXCHANGE COMMISSION17 CFR PART 232[Release Nos. 33-8612; 34-52477; 35-28033; 39-2439; IC-27070]RIN 3235-AG96Adoption of Updated EDGAR Filer ManualAGENCY:Securities and Exchange Commission.ACTION:Final rule.SUMMARY:The Securities and ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 232[Release Nos. 33-8573; 34-51710; 35-27970; 39-2436; IC-26872]RIN 3235-AG96Adoption of Updated EDGAR Filer ManualAGENCY:Securities and Exchange Commission.ACTION:Final rule.SUMMARY:The Securities and ...
SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 232 [Release Nos. 33-8454; 34-50160; 35-27881; 39-2424; IC-26525] RIN 3235-AG96 Adoption of Updated EDGAR Filer Manual AGENCY: Securities ...