SEC Operations

"I am particularly mindful of the costs associated with the use of mandatory arbitration clauses by investment advisers"

"As the FSOC annual report highlights, certain large multi-strategy and macro hedge funds are significantly leveraged, receiving the vast majority of their repo financing in ...

"We at the SEC have a duty to investors and issuers alike to regularly update our rules to drive greater efficiency and resiliency in the ...

Former SEC commissioner Paul Atkins has been tapped to lead the Commission, Gensler and Lizarraga to depart in January

"Starting at the end of 2025, the final rules mandate that clearinghouses require their members clear any Treasury cash trades executed on an inter-dealer broker ...

"It has been an honor of a lifetime to serve with them on behalf of everyday Americans and ensure that our capital markets remain the ...

"After all, compliance has costs. There are the actual resources needed to implement effective compliance functions"

"I’ve been proud to serve with my colleagues at the SEC who, day in and day out, work to protect American families on the highways ...

The SEC adopts amendments to correct certain errors in various rules and forms, including those under the Advisers Act.

"Private fund sponsors also are trying tokenization. Again, much of this activity is happening outside of the United States because the regulatory environment here is ...