SEC Operations

"This Council should remain vigilant in monitoring the mortgage-backed securities market, including non-bank mortgage servicers and their associated risks — from liquidity risks to leverage ...

"That’s why alternative methods of capital raising can play such a critical role.  Angel investing and crowdfunding have helped develop our vibrant private markets alongside ...

"Increasingly, our regulations reach into the operations of firms over which we do not have authority, such as service providers to securities firms .... One ...

"Angel investing is often a team sport. Angel investors not only invest together, but they learn together. More seasoned angels educate newer angels"

"While angel investing is not for everyone, I am in interested in further learning the extent to which angel investing can play a role in ...

"The new Registered Fund Statistics report includes more than 70 data tables reflecting aggregated and anonymized public and non-public information filed on Form N-PORT. It is the ...

"If the dominant model becomes billion-dollar unicorns being backed by many rounds of VC funding and then going public as mega cap companies, it would ...

"Is going public through a special purpose acquisition company still a viable path for private companies, given the Commission’s recent final SPAC rulemaking?"

"Individual liability for disclosure failures related to AI as a security threat may therefore be of particular interest to you"

"This case is yet another illustration of the overbreadth of the pay-to-play rule and another reminder of the way the rule hampers legitimate political participation"