Home SEC: Regulators
SEC: Regulators
Court challenge a near certainty, while some wonder whether crypto is Chairman's target
Dem commissioner sees 'poor incentives,' worries about dilution, shareholder protection
'This is a process. You should look for small steps, rather than big pivots...'
Dem Commissioner says she's open to new definition of shareholder of record, but wants to hear from experts on it.
'The failure to take an otherwise routine step makes sense only in the larger context of the Commission’s newfound hostility to SPAC capital formation.'
'Final rule should be a minimum standard and not a maximum compliance threshold,' group says.
'We prefer not to hear a "check-the-box" presentation,' Polite says
Disclosure arbitrage made industry belle of Wall Street's ball
Commission "conflates" investor protection with risk mitigation, association says.
'Every innovation... carries risk...'