SEC: Regulators

"Regulation by enforcement fails to provide the nuanced and comprehensive guidance that allows market participants to tailor their practices, and instead requires regulated entities to ...

'Repeated mistakes' in management calculations cost adviser

Dems, smaller funds covet same constituency

The commission’s proposals could cause fundamental shifts in standard practice and market structure, if turned into final rules.

The Commission publishes its regulatory agenda

Savvy CCOs can use risk alerts as cheat sheet

Brookfield, GGP 'did not provide the stockholders the information they needed...'

'This is not a theoretical risk,' expert warns

'There is no definition. How do you enforce this?'

'The biggest challenge... is getting enough people on the same page'