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SEC: Regulators
With new SCOTUS majority, Commission may be playing with fire
Settlement shows SEC won't wait for new rules to crack down
'Many of these tokens… are potentially non-compliant,' Chairman says
Gensler has faced criticism in the past for his ambitious SEC regulatory agenda from Peirce and former Commissioner and fellow Republican Elad Roisman
Gatekeeper provisions earn industry ire
Six subset of rules touch registered and exempt advisers
Trade association worries for 'far-reaching, and potentially adverse, ramifications'
Stricter Form D deadlines, increased thresholds, disclosure conditions all under review, sources say
The proposed regulations will place extra burdens on fund managers to comply. But there is cause for optimism, writes Gen II’s Robert Caporale.
Fees, expenses trip up advisers