SEC: Rulemaking

The "rules will bring greater transparency to investors regarding preferential treatment, often arranged through side letters. Under the rules, advisers will be able to continue ...

It "is our imperative, our mandate, our responsibility, to protect all investors – large and small .... I have the unfortunate distinction of learning that investors of ...

The "Commission no longer is content to regulate private fund advisers to the same extent as other investment advisers. Instead, private fund advisers will be ...

"Examinations have revealed risks that advisers to private funds disclose inaccurate, incomplete or misleading information, engage in disparate treatment of investors, and often inadequately address ...

New rules softer than proposal, still impose rigid disclosures on exempt advisers

Here are the new rules and changes from the SEC's approval of a final rule in August 2023

SEC rule restricts certain PF adviser activities

This is another new Advisers Act rule directed at PF advisers in 2023

This Adviser Act rule lays out how PF advisers should handle certain secondary deals

This is the Advisers Act rule directed at how PF advisers handle quarterly statements