Home SEC: Rulemaking
SEC: Rulemaking
Here are the new rules and changes from the SEC's approval of a final rule in August 2023
SEC rule restricts certain PF adviser activities
This is another new Advisers Act rule directed at PF advisers in 2023
This Adviser Act rule lays out how PF advisers should handle certain secondary deals
This is the Advisers Act rule directed at how PF advisers handle quarterly statements
These are the key definitions under the SEC's PF compliance rules
This is the SEC's rule on PF audits
Industry group seeks a 60-day comment period extension of the SEC's proposal on conflicts tied to the use of predictive data analytics
Now or never as SEC faces political calendar
The clock is ticking on some two dozen epoch-making rule proposals at the SEC.