SEC: Rulemaking

"Our capital markets are the deepest, most liquid, and most trusted in the world. Through this agenda, we seek to keep it that way"

The SEC adopts Form PF amendments to require large private equity fund advisers to provide additional information to the SEC about the private equity funds ...

Right size, wrong shape, Republican Commissioners say

"The rule is designed to safeguard the independence and objectivity of a security-based swap entity’s CCO by preventing the personnel of that entity from taking ...

"Protecting the independence of these CCOs’ work protects investors and benefits market integrity"

"Will subjecting every interaction between employees and a CCO to potential legal liability empower the CCO to do her job or simply make employees less ...

The "final rule does not contain any safe harbor for hedging activities arising out of lending activities"

"The integrity of the swaps market depends on CCOs being able to perform this role free from coercion, threats, manipulation, and any other form of ...

Several of the new comments noted the array of cyber-related proposals and urged coordination or consolidation

Gloom settles in on both sides