SEC: Rulemaking

"I think that this final rule—through the greater visibility into private funds it will provide to regulators—will help protect investors and promote financial stability"

The Changing Nature of Form PF: Statement on Amendments to Form PF Commissioner Hester Peirce May 3, 2023 Thank you, Chair Gensler. This expansion of ...

"Our interconnected world and financial markets mean that events that benefit or stress one financial institution may impact affiliates, counterparties, competitors, joint venture partners, peers, ...

The "Commission now seeks to expand Form PF to serve as a fishing expedition on private funds, the costs of which will be passed on ...

"Today’s amendments will enhance the Commission’s and the FSOC’s ability to assess these potential risks. Form PF will now require more timely reporting of events ...

"Since the SEC put in place Form PF 12 years ago, a lot has changed. We have two proposals to update it. One is related ...

IAA states that the Division of Examinations could simply release a risk alert with guidance to help advisers improve their oversight of vendors without a ...

"One change that the Commission could make to ease the burden on emerging fund managers is to have a longer transition period to comply with ...

OCC warned Commission about 'in-artful' language in notice

'Promoting responsible capital formation means fostering transparency in both public and private markets,' Commissioner says