SEC: Rulemaking

"We continue working on rulemaking initiatives to improve visibility into private funds, including hedge funds. It’s through a form called Form PF"

The SEC adopts two new rules to further define the phrase “as a part of a regular business” as used in the statutory definitions of ...

This final rule governs investments by SEC staff, to avoid conflicts of interest

These new SEC final rules would require a minimum dissemination period for the distribution of security holder communication materials in connection with de-SPAC transactions, along ...

All advisers, even exempt reporting advisers, will be subject to the preferential treatment rule

The SEC proposes a rule to adjust for inflation the dollar threshold used in defining a ‘‘qualifying venture capital fund’’ under the Investment Company Act

The Commission’s new regulatory agenda lists several upcoming new IA and B-D rules—all of which the agenda states are due to be finalized in April

This is the SEC's semiannual regulatory agenda as published in February 2024.

"Today’s adoption enhances the Commissions’ and FSOC’s understanding of the private fund industry as well the potential systemic risk posed by the industry and its ...

"Even a partial list of the additional data we will now collect with these revisions is dizzying . As one commenter put it, 'the Commissions appear ...