SEC: Rulemaking

Bankers, insurers, real estate firms, syndicated loan companies unite with private fund advocates to make closing arguments

"Based upon the current market for security-based swaps, we expect that the entities that will register as security-based SEFs also are registered as SEFs with ...

"The proposal’s broad sweep could mean that firms would spend inordinate amounts of resources to identify all covered technologies, evaluate and test those technologies to ...

The SEC finalizes this rule that will increase the transparency and efficiency of the securities lending market by requiring certain persons to report information about ...

Hill hearing was to delve into SEC Chairman Gary Gensler's approach to rulemaking, which has sparked 'significant concerns'

The new rule will require certain confidential loan information to be reported to a registered national securities association

While consumer groups applauds the SEC's plan AI rule, the industry overwhelmingly pans it

The provision governing stock loans may give compliance officers the biggest challenge

The SEC approved rule amendments that shorten the filing deadlines for Schedules 13D and 13G

This is the SEC's final rule affecting how registered funds name their funds. This was approved in 2023