SEC: Rulemaking

"If market participants are seeking to comply with the rule and find that there are circumstances that call for an exemption, guidance, or other relief, ...

"The final rule we adopt today will contribute to the healthy functioning of ABS markets by reducing the ability of securitization participants to exploit their ...

This is an SEC final rule that would prohibit conflicts of interest in the sale of asset-backed securities

"First, the Commission should evaluate the costs for disclosing the additional information. These costs include direct costs, such as fees paid to attorneys and other ...

Some commenters also asserted that the proposed amendment to Rule 13d-1(b) raises significant concerns regarding harm to investment advisers and funds and would impose substantial ...

Bankers, insurers, real estate firms, syndicated loan companies unite with private fund advocates to make closing arguments

"Based upon the current market for security-based swaps, we expect that the entities that will register as security-based SEFs also are registered as SEFs with ...

"The proposal’s broad sweep could mean that firms would spend inordinate amounts of resources to identify all covered technologies, evaluate and test those technologies to ...

The SEC finalizes this rule that will increase the transparency and efficiency of the securities lending market by requiring certain persons to report information about ...

Hill hearing was to delve into SEC Chairman Gary Gensler's approach to rulemaking, which has sparked 'significant concerns'