SEC

Commission "conflates" investor protection with risk mitigation, association says.

'Every innovation... carries risk...'

Certain types of deal may not require a fairness opinion, a case likely to be made to the regulator during the ongoing consultation period.

A Connecticut accountant and her firm let a private fund adviser juice his funds’ valuations in what one judge later called “a shocking fraud,” the ...

Proposal uses present tense, not future tense, and industry is worried

Firms would have to hire PCAOB-registered (and inspected) accountants

Insiders see criminal, civil crackdown on penny stock promoters looming

Firm stands by fee structure that's now in Gensler's crosshairs

Regulators too focused on 'behavioral,' not 'structural' evidence, Zhang says

The financial services industry should be on guard against cyber attacks as Russian dictator Vladimir Putin’s war on Ukraine widens, the Biden Administration says. The ...