SEC

When do omissions become misleading?

LPs still tepid on rules, still want SEC as referee

Three trade groups representing private fund managers have sued to block a pair of “arbitrary and capricious” SEC rules designed to bring more sunlight into ...

'We need to pay attention to the scope of the duties created by the agreements we sign'

'Historically, these have been the major areas that have been stressed during marketing cycles, and I think the SEC has noticed that'

Congress gave the SEC responsibility to monitor the private funds industry for systemic risk, and the “lords of finance” should consider regulation one side of ...

'Whenever you see the SEC taking action across rulemaking, exams and enforcement... it should be seen as a clear signal that this is a big ...

Bankers, insurers, real estate firms, syndicated loan companies unite with private fund advocates to make closing arguments

'Each part of the rule is unnecessary, unworkable, and unduly burdensome,' trade groups claim in opening brief

Penalties top $5 billion, Grewal seeks 'three e's'