SEC

Seven arrests in five separate cases have put plenty of arrows into reformers' quivers.

'The SEC must grow and evolve with the industry,' chairman says.

'Reg D... is designed to balance the demand and supply side'

'With better information, we can make better-informed regulatory decisions,' Dem Commissioner says.

'If there’s even the remotest notion that something could cause a disclosure issue, put it in.'

Though in exile (for now), Congressional and SEC Republicans want to set limits on ESG rules, hoping to learn 'from the LIBOR debacle.'

Beneficial owner, Reg BI, fiduciary duty on Commission's menu

Citco Capital Solutions Inc’s Shiraz Allidina explains the role service providers play in fund finance.

A recent interpretation of accounting rules regarding warrants from the SEC has put the SPAC market on ice, fast. But will it affect valuations, in ...

The pressure being on key-person clauses, the fallout from the GameStop caper, the SEC's new valuation and ad rules, why limited partners see green in ...