SEC

The SEC has turned aside a request from the nation’s largest stock exchanges to hold the Commission’s new market data infrastructure rules but it’s only ...

“Ladies and gentlemen, these are my principles,” a great moral philosopher once said. “And if you don’t like them—well, I have others.” For the past ...

SEC regulators have issued a new statement underlining requirements and restrictions on the booming special purpose acquisition company industry. In a March 31 statement from ...

A former SEC examiner will spend the next nine months under house arrest for sneaking into the Commission’s secret databases to sweeten his job prospects ...

Private funds may well have to give up some of their privacy as the under-new-management SEC takes a hard look at an industry the new ...

The SEC’s Asset Management Advisory Committee met March 19, and its private funds subcommittee is taking a hard look at debt and real estate investments. ...

A New York hedge fund adviser has suspended its founder and will liquidate its biggest fund after the SEC accused the man of “adjusting” swaps ...

A Gary Gensler-led SEC will skirr market structures—including payments-for-order flow—and may even be open to rulemakings to fix problems it finds there, the would-be chairman ...

The "degenerates" of wallstreetbets wanted attention. Now they're getting it.

A California Democrat is promising legislation by the end of the year that he says will target order flow arbitrage in the markets. Rep. Brad ...