SEC

Remarks at the Equity Market Structure Symposium Sponsored by the University of Chicago and the STA Foundation Chairman Jay Clayton   Chicago April 10, 2018 ...

In the early days, the term “ETF” meant something fairly specific. Today, however, the term is used to describe investment companies with a wide range ...

The SEC often wears blinders when it comes to cost assessment. We tend to underestimate the costs of individual rule changes. The costs incurred by ...

In short: the cyber threat is a corporate governance issue. The companies that handle it best will have relevant expertise in the boardroom and the ...

Although I am excited about the potential for RegTech and FinTech I cannot end this discussion without admitting that they also give me a certain ...

Government enforcement is crucial to the functioning of our securities markets, and I’m proud to work alongside the best securities enforcement team in the world. ...

There are other downsides to relying upon individual arbitration as the sole means of recourse. For example, disputes that go to arbitration rather than the ...

In my experience, the companies that delivered long-term superior returns to their shareholders had a common trait — the ability to adapt. The Commission has ...

What troubles me, is that often-times complex products fall into the hands of people who don’t fully understand them. For certain of these products, the ...

This month, we have had the opportunity to celebrate and pay tribute to the significant contributions of African Americans to our Nation. This year’s ...