SEC

These differences do not mean that run risk doesn’t exist at funds. And while the money market fund reforms addressed run risk at funds ...

In addition, an active IPO market can enhance efficient decision-making among suppliers of capital. The robust disclosures generated by newly public firms provide investors ...

As regulators, we also have a responsibility to ensure that our rules are functioning as intended and in an effective and efficient manner. We must ...

We often witness the devastation suffered by victims of securities fraud. Whether fraudsters cold-called their victims to peddle their fraudulent “investment opportunities”, or sat ...

Our work as regulators is not a "zero sum game." A rising tide lifts all boats. Adopting high quality regulatory standards and cooperative relationships create ...

Securities regulation is not an area where great minds always think alike. The 1963 Special Study sparked the equivalent of a contemporary Twitter war between ...

Reflecting on these events, I think some useful lessons can be drawn. First, when fund complexes outsource critical functions to third parties, they should conduct ...

With data and analysis, the Commission and others can potentially design new tools and new methods of making the most out of the information provided ...

If adopted, the rule would improve public access to information about certain financial obligations incurred by issuers of municipal securities and obligated persons outside the ...

We also must be mindful of the precedent being created. What is the effect on capital formation and emergent public companies when the bundle of ...