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SEC can't mandate stand-alone compliance departments, but burdens of new rules may make it inevitable
By slipping 2019 fiduciary guidance in as dicta, Commission may signal a crackdown
Examiners seek lists of employees, execs, board members with cyber responsibilities
New rules softer than proposal, still impose rigid disclosures on exempt advisers
Examiners asking funds about their advisers
Now or never as SEC faces political calendar
The clock is ticking on some two dozen epoch-making rule proposals at the SEC.
Changes haven't been linear, but the direction has
'Current regime isn't working,' Peirce says
Commission rushing to judgment, Republicans warn