SEC

I am happy to invite you all to an event that we will be holding at the Commission two weeks from today. As we begin ...

The Dodd-Frank Act is rife with examples of burdens ultimately borne by the Forgotten Investor through shareholder money and company resources being expended to provide ...

We also must address the impact that market changes are having on investors. I urge Commission staff to keep a careful eye on highly ...

The amendments to Regulation D may lead to states developing regional offering exemptions so companies could raise capital from investors in a specific region, rather ...

The list of your valuable recommendations and discussion topics goes on, and it seems Congress was so impressed with your efforts that in December it ...

If there are inefficiencies with blue sky compliance regimes, how can we adjust the current regime? For example, is there a means by which the ...

In order to better understand the nature of these difficulties, I am seeking public input on any unexpected challenges that issuers have experienced as they ...

Today, I directed the staff to reconsider whether the 2014 guidance on the conflict minerals rule is still appropriate and whether any additional relief is ...

“The SEC after the Financial Crisis: Protecting Investors, Preserving Markets”

While it is now clear that U.S. GAAP and IFRS will continue to coexist in our public capital markets for the foreseeable future, it is ...