SEC

The core reforms implemented by the Commission since the crisis are indispensable for investors and our markets: comprehensive oversight of the massive swaps market; stronger ...

For many years, the SEC has cooperated extensively with our international partners and these relationships and cooperative arrangements have given us the ability to leverage ...

As we begin the transition process to new leadership at the Commission and to having a full Commission, we need to ensure continuity of all ...

Ready or not, we are in the midst of a generational shift that will change the securities marketplace. But one thing will not change—investors ...

Holding individuals liable for wrongdoing is a core pillar of any strong enforcement program. A company, after all, can only act through its employees, and ...

Now that we have the JOBS Act rules in place, as well as our new rules to facilitate intrastate and regional offerings, we want to ...

The menu of capital-raising choices available today to small businesses presents more flexibility and more alternatives than ever before. As the effective dates for ...

Ultimately, we have to ask how our rules should work for all small businesses and their investors. These are not simple questions with simple ...

To me, it is a legitimate function of a government and a capitalist society to make sure that once people have done the right things—achieved ...

I also want to underscore that the Commission is also very closely focused on information security with respect to its own interaction with CAT. ...