SEC

Among his multitude of accomplishments at the Commission, Irving was the first director of the Enforcement Division. Having worked in several divisions, Irving was ...

To help facilitate and strengthen regulatory reform, the SEC aims to be a thought leader in international discussions because of our extensive regulatory experience. ...

The U.S. equity markets opened normally for trading this morning. We are continuing to closely monitor the markets and have been in regular communication with ...

I want to congratulate FINRA and Robert Cook on his selection as President and Chief Executive Officer. Robert served the Securities and Exchange Commission with ...

As I said when we issued the concept release, fair and accurate disclosure means very little if it is provided in a manner that frustrates ...

Once rules requiring the disclosure of markups on riskless principal transactions are in place, we will have implemented two of the three pieces of what ...

The Commission is now in the midst of another significant phase of market structure review, as technology advancements continue to accelerate the pace of change ...

The thing I always worried about was what I did not know. I never thought ignorance was bliss. I believed that I and ...

One important area we are focused on is whether the disclosure regime for registered funds has evolved sufficiently in response to the changing types of ...

Simply put, Mickelson made money that wasn’t his to make. This action against Mickelson makes clear we will pursue both those who engage in insider ...