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Over the course of a few days in 2008, AIG, who had sold credit default swaps (CDS) covering billions and billions of dollars in assets ...
This release is also a great example of consensus-based rulemaking. There are a number of Title VII rules outstanding that I believe could also ...
Your discussion this morning on market volatility and the events of August 24 is both important and timely. As you know, a key element ...
The Staff’s research note regarding trading on August 24, 2015 is an excellent jumping off point for this morning’s discussions.[1] The events of August ...
And so what's really left in those major categories is to finish Title VII, the over-the-counter securities-based swap regulations. We've proposed all of those rules. ...
The Commission has continued to be quite busy, so let me give you my customary brief update since your last meeting on October 15th.
In addition to Professor Harris, a number of other academics and market participants have identified the need for greater transparency in the fixed income markets. ...
Modernizing the Commission's Regulatory Structure for Transfer Agents
As I prepare to leave the Commission at the end of this month, I wanted to share some observations about how the Commission has evolved ...
During my tenure, I have been repeatedly concerned about the binary nature of granting or denying waivers. Today’s action represents a different and more outcome-focused ...