SEC

The derivatives markets and elsewhere we should be pursuing a vibrant substituted compliance regime. The rules the Commission adopted in 2014 allow for it, ...

With respect to pay-versus-performance, we could have pursued a more rational approach. We could be proposing a performance standard requiring large registrants to disclose how ...

During the financial crisis, the world witnessed how financial contracts known as swaps played a key role in creating a global financial hurricane. These ...

Today, the Commission, as directed by Congress, takes another important step in modernizing our executive compensation rules by proposing amendments on pay versus performance. Section ...

This rulemaking addresses a common dealer model utilized by many non-U.S. entities. These dealers often rely on personnel operating within the United States to not ...

I recognize that the SEC still lags behind the CFTC in adopting all the necessary rules for the SBS market, as required by Title VII ...

I am greatly disappointed that the proposal does not exclude smaller reporting companies from the disclosure requirement. Shares of smaller reporting companies are generally less ...

As market participants reevaluate how they will find stable sources of liquidity in a world of decreasing dealer inventories, a whole host of market-based solutions ...

Internationally, we must find a new way: we must swap our regulatory hubris for humility, and work to find common ground with our international counterparts ...

The speed and interconnectedness in our markets provides a number of benefits. However, we also know that when software or computers fail, they can ...