Short Sale Rule

Historians may debate the merits of the SEC's actions last fall to temporarily ban short sales of hundreds of securities but academicians are already studying ...

This is a rule governing short selling around a public offering

SECURITIES AND EXCHANGE COMMISSION17 CFR PARTS 240, 241 and 242[Release No. 34-50103; File No. S7-23-03] RIN 3235-AJ00SHORT SALESAGENCY:Securities and Exchange Commission.ACTION:Final rule; Interpretation.SUMMARY:The Securities and ...

SECURITIES AND EXCHANGE COMMISSION17 CFR PARTS 240 and 242[Release No. 34-48709; File No. S7-23-03] RIN 3235-AJ00Short SalesAGENCY:Securities and Exchange Commission.ACTION:Proposed rule.SUMMARY:The Securities and Exchange Commission ...

This is an SEC no-action letter released in 1999 prompted by Goldman Sachs Asset Management. The letter concerns application of Advisers Act section 206(3). It ...